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Get practical guidance from experts with years of RIA experience, covering compliance, operations, and more.

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Learn from compliance experts who’ve been in your shoes

Every session includes:

  • A focused presentation on a key compliance topic
  • Interactive Q&A with our experts
  • Actionable steps you can use right away

By the numbers

1,000+

Registrations

50+

Years Consultant Experience

70+

Regulatory Exams